Appendix A: Roles and Responsibilities
(Revised 01/2003)
JOINT RESOURCES COUNCIL (JRC)
- Makes the mission need decision at the conclusion of mission analysis.
Approves the Mission Need Statement and agrees that the need is critical enough to
initiate investment analysis. Assigns a priority ranking relative to all agency approved
mission needs.
- Makes the investment decision at the conclusion of investment analysis.
Selects a solution from the investment analysis report. Establishes an acquisition program
and assigns it to an IPT. Baselines the Requirements Document. Approves the Acquisition
Program Baseline. Commits the agency to full lifecycle funding of the program. Identifies
any future corporate decisions and levels of empowerment for the IPT during solution
implementation and in-service management.
- Makes Acquisition Program Baseline change decisions which alter program
performance, cost, schedule, and benefits baselines during solution implementation or
in-service management phases of the lifecycle acquisition management process.
- Approves agency budget submissions for RE&D and F&E
appropriations.
- Participates in development of agency budget submissions for the
operations appropriation.
- Approves the NAS Architecture baseline.
- Resolves issues not resolved within the Integrated Product Development
System structure.
(Refer to Section 1.10.2 for the
membership of the Joint Resources Council.)
LINE OF BUSINESS ASSOCIATE ADMINISTRATORS
- Member of the Joint Resources Council.
- Conducts mission analysis within the line of business for the designated
business area.
- Serves as the chairperson of the Joint Resources Council for the mission
need decision if sponsoring a Mission Need Statement. Endorses the Mission Need Statement
before it comes to the mission need decision.
- Approves the Requirements Document for programs within their line of
business.
- Provides staff support to the investment analysis staff during investment
analysis of mission needs from their line of business.
- Jointly approves the Acquisition Program Baseline with the FAA
Acquisition Executive for programs within their line of business.
- Implements a non-material solution to a mission need that emerges any
time during mission analysis or investment analysis.
- Revalidates Mission Need Statements as required during various stages of
the lifecycle acquisition management process.
- Overall responsibility for acquisition program execution by IPTs or
equivalent program management offices within their line of business organization.
FAA ACQUISITION EXECUTIVE (FAE)
- Manages acquisition management system (AMS) policy within the FAA.
- Member of the Joint Resources Council.
- Jointly approves the Acquisition Program Baseline with the Associate
Administrator of the sponsoring line of business.
- Chairs the Joint Resources Council at the investment decision, and at
Acquisition Program Baseline change decisions.
- Chairs acquisition reviews.
ASSOCIATE ADMINISTRATOR FOR RESEARCH AND ACQUISITIONS
- Serves as the FAE when delegated responsibility by the Administrator;
- Responsible for execution of acquisition programs managed within the
Research and Acquisitions line of business.
- Conducts mission analysis within the Research and Acquisitions line of
business.
- Member of the Joint Resources Council.
- Establishes and promulgates the schedule for acquisition reviews in
support of the FAA Acquisition Executive.
- Sponsors agency-wide technology initiatives.
SYSTEMS ENGINEERING/OPERATIONAL ANALYSIS TEAM (SEOAT)
The SEOAT is composed of representatives from each line of business and
other appropriate functional disciplines. It is chaired by the Director, System
Architecture and Investment Analysis.
- Performs affordability assessments and recommends funding offsets if
necessary for acquisition program candidate solutions being considered during investment
analysis.
- Prepares a summary of results of the affordability assessment for
inclusion in the Investment Analysis Report.
- Performs affordability assessments of cost growth for existing
acquisition programs in consideration of baseline changes.
- Establishes and maintains a year-round up-to-date prioritization of all
ongoing acquisition programs for use in affordability assessments and determination of
offsets.
- Prepares annual budget submissions for approval by the JRC
- Prepares reprogramming recommendations for approval by the JRC due to APB
changes, or marks and passbacks from OST, OMB, and Congress.
DIRECTOR, OFFICE OF INDEPENDENT OPERATIONAL TEST AND EVALUATION
(IOT&E)
- Conducts independent operational test and evaluation for programs as
directed by the Associate Administrator for Air Traffic Services.
- Co-approves the test section of the Integrated Program Plan for programs
designated for IOT&E.
MISSION ANALYSIS STEERING GROUP
The Mission Analysis Steering Group is composed of representatives from
each line of business. It is chaired by the Director, Air Traffic Systems Requirements
Service.
- Recommends to the Joint Resources Council a priority ranking for all
Mission Need Statements.
- Coordinates mission analysis activity among the FAA Lines of Business.
INTEGRATED PRODUCT LEADERSHIP TEAM (IPLT)
- Senior management, cross-functional team that integrates and oversees
issues, policies, and processes across acquisition system/software, facility or service
programs.
- Prioritizes and allocates human resources horizontally across all FAA
Integrated Product Teams (IPTs).
- Resolves issues/problems raised by, or that are outside the empowerment
boundaries of the intermediate level Integrated Management Teams.
- Approves Product Team and Integrated Product Team Plans, focusing on
empowerment boundaries and team operations concepts.
- Participates in establishment and maintenance of IPDS infrastructure.
INTEGRATED MANAGEMENT TEAM (IMT)
Refer to IPDS guidance for IMT membership.
- Intermediate level cross-functional team that integrates activity and
resolves lifecycle acquisition issues across IPTs within each product/service area.
- Guides IPT program activity to ensure compatibility with NAS-level
systems engineering.
- Guides, coaches, and supports its product/service area IPTs.
- Monitors approved team empowerment boundaries and ensures teams handle
issues appropriately.
- Resolves cross-functional issues that cannot be decided within IPTs or
are not within IPT empowerment boundaries.
- Prioritizes and allocates human resources among IPTs across its
product/service area.
- Approves the Acquisition Strategy Paper (IMT Co-leaders)
- Approves the Integrated Program Plan (IMT Co-leaders)
INTEGRATED PRODUCT TEAM (IPT) (Revised
01/2003)
- May operate as an entity or be organized into sub-IPTs or Product Teams
to develop, procure, and deliver products or services for users or customers.
- Manages each program's Acquisition Program Baseline and predicts and
reports potential breaches to management.
- Develops and obtains team member endorsement of the Acquisition Strategy
Paper.
- Develops and obtains team member endorsement of the Integrated Program
Plan.
- Assists in development of the Requirements Document.
- Develops cost and schedule baselines for candidate solutions during
Investment Analysis.
- Responsible for acquisition of new or improved capability for services
and products throughout their lifecycle.
- Ensures coordination and obtains input
from subject matter experts in critical functional
disciplines. These disciplines vary, depending on the type
of program , but typically include; management of
requirements; test and evaluation; deployment planning;
logistics support; procurement planning; real property;
acquisition, management, and disposal; configuration
management; human factors; environmental, occupational
safety and health, and energy considerations; information
technology; systems engineering; security; system safety management;
spectrum management; risk management; regulation and certification;
telecommunications. The IPT is responsible to ensure that
all relevant disciplines have been contacted weather or
not they appear in the above list.
INTEGRATED PRODUCT TEAM LEADER
- Serves as Source Selection Official unless otherwise delegated by the
Joint Resources Council.
- Serves as spokesperson for the team.
- Guides, encourages, and coaches team members.
- Leads and facilitates team efforts without dominating the process.
- Keeps the team focused on consensus decisionmaking and ensures process is
not dominated by individual team members.
- Ensures all program stakeholders are members of the team and that they
participate in team decisionmaking.
CONTRACTING OFFICER
- Ensures, as applicable, conflict of interest documentation is obtained
from all IPT members, and determines, with legal counsel review, if any conflicts of
interest exist.
- Ensures that IPT members are briefed on the sensitivities of the source
selection process, the prohibition against unauthorized disclosure of information
(including their responsibility to safeguard proposals and any documentation related to
the IPT's proceedings), and the requirements pertaining to conflicts of interest.
- Coordinates communications with industry.
- Participates during the screening, selection, and debriefing phases of
source selection to ensure fair treatment of all offerors.
- Issues, as required, solicitation amendments and letters, screening
information requests (SIRs), and SIR amendments to industry.
- Controls all written documentation issued to industry related to the
source selection and contracting process.
- Ensures the contract is signed by an official with the authority to bind
the company.
- With guidance from legal counsel, assures that all contractual documents
are in compliance with applicable laws and regulations.
- Serves as the Source Selection Official when delegated responsibility by
the IPT leader.
- Executes, administers, and terminates contracts, and makes related
determinations and decisions that are contractually binding.
SOURCE SELECTION OFFICIAL
- Assumes full responsibility and authority to select the source(s) for
contract award.
- Approves the source selection evaluation plan, if required.
- Ensures the disciplines needed to prepare contract documents, solicit and
select sources, award contracts, and administer contracts are properly represented on the
IPT.
- Makes all screening decisions and selection decisions.
OFFICE OF THE CHIEF COUNSEL (Added
01/2003)
- Represents the Agency's legal interests
on product or service teams engaged in the acquisition of
goods and services in support of the Agency's Mission.
- Exercises independent professional judgment,
advises the teams on relevant legal, governmental, and
business issues, and promotes the legality and integrity
of acquisition actions.
- Represents the Agency in connection with
procurement-related litigation, alternative dispute
resolution and other matters.
OFFICE OF DISPUTE RESOLUTION FOR ACQUISITION (ORDA)
(Added 01/2003)
- FAA Administrator's impartial administrative
forum for adjudication of bid protests and contract
disputes arising under the Acquisition Management System.
- Provides dispute resolution services to
the Agency and it's private business partners,
implementing the Agency's policy to utilize ADR to the
maximum extent practicable.
- Conducts a streamlined adjudication
process for matters un-resolvable through ADR.
- Provides "Findings and
Recommendations", and issues orders and decisions
supported by the case record and law, on behalf of the FAA
Administrator.
- Promulgates and operates in accordance
with rules of procedure.
- Recommends changes to the FAA Acquisition
Management
System.
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